-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTrymWL6idSX8EUPi59Rxh1Ar8ePV8TLxOFQrVCMYyyIcgZAPP1XgvhLlP9imqou 6WBGCF/JGaEOL0MLiip9iA== 0000898431-99-000036.txt : 19990217 0000898431-99-000036.hdr.sgml : 19990217 ACCESSION NUMBER: 0000898431-99-000036 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-51233 FILM NUMBER: 99540396 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARBOEX INTERNATIONAL LTD CENTRAL INDEX KEY: 0001042002 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: SASSON BUILDING P O BOX N-272 STREET 2: SHIRLEY STREET & VICTORIA AVENUE CITY: NASSAU STATE: C5 BUSINESS PHONE: 0113414473009 MAIL ADDRESS: STREET 1: STEPTOE & JOHNSON STREET 2: BANK ONE CENTER P O BOX 2190 CITY: CLARKSBURG STATE: WV ZIP: 26302-2190 SC 13D/A 1 SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Arch Coal, Inc. ----------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ----------------------------------------------------------------- (Title of Class of Securities) 039380100 ----------------------------------------------------------------- (CUSIP Number) Patrick D. Deem Steptoe & Johnson P.O. Box 2190 Clarksburg, WV 26302-2190 (304) 624-8000 ----------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 15, 1998 ----------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. (Page 1 of 4 Pages) SCHEDULE 13D ------------ CUSIP No. 039380100 1) NAME OF REPORTING PERSON Carboex International, Ltd. --------------------------- S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON --------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ x ] 3) SEC USE ONLY 4) SOURCE OF FUNDS OO (see Item 3) --------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] 6) CITIZENSHIP OR PLACE OF ORGANIZATION Bahamas --------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7) SOLE VOTING POWER 0 (see Item 5) ---------------------- 8) SHARED VOTING POWER 0 ---------------------- 9) SOLE DISPOSITIVE POWER 0 (see Item 5) ---------------------- 10) SHARED DISPOSITIVE POWER 0 ---------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 (see Item 5) ---------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% (See Item 5) ------------------ 14) TYPE OF REPORTING PERSON CO -- (Page 2 of 4 Pages) This Amendment No. 1 amends and supplements the Schedule 13D filed by Carboex International, Ltd. (the "Company") on July 9, 1997 (the "Schedule 13D") with respect to the Common Stock, par value $.01 per share, of Arch Coal, Inc. (the "Arch Coal Common Stock") to the extent of the matters set forth herein, and only changes from the Schedule 13D are included herein. Unless otherwise defined herein, all capitalized terms used but not defined herein shall have the respective meanings set forth in the Schedule 13D. Item 4. Purpose of Transaction. Item 4 of the Schedule 13D is amended to add the following: As of October 15, 1998, the Company is the beneficial owner of less than five percent of the Arch Coal Common Stock and therefore intends to make no further filings pursuant to Rule 13d-1 promulgated under the U.S. Securities Exchange Act of 1934, as amended, until such time as the Company's ownership of the Arch Coal Common Stock rises to a level above five percent of the outstanding Arch Coal Common Stock. Item 5. Interest in Securities of the Issuer. Item 5 of the Schedule 13D is amended to read in its entirety: (a) The Company presently owns no shares of Arch Coal Common Stock. (b) Not applicable. (c) On October 14, 1998, the Company transferred 410,000 shares of Arch Coal Common Stock to Repsol Petroleo, S.A. On October 15, 1998, the Company transferred 1,640,000 shares of Arch Coal Common Stock to Carboex, S.A., the Company's parent. (d) Not applicable. (e) The Company has ceased to be the beneficial owner of more than 5% of the Arch Coal Common Stock on October 15, 1998, the date of the transfer referenced in Item 5(c) above. (Page 3 of 4 Pages) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. CARBOEX INTERNATIONAL, LTD. By: /s/ Ignacio Dominquez Urquijo ------------------------------ Signature Ignacio Dominquez Urquijo Chairman ------------------------------ Name and Title Date: February 15, 1999 (Page 4 of 4 Pages) -----END PRIVACY-ENHANCED MESSAGE-----